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Social Media Disclosure

*Securities and Advisory Services offered through Royal Alliance Associates, Inc. Member FINRA/SIPC.

*Financial Planning offered through Affiliated Advisors Inc., a Registered Investment Advisor not affiliated with Royal Alliance Associates Inc.

 

Investments in securities involve risk, including the potential loss of principal invested.

This communication is intended for individuals residing in the states of of AL, AK, AZ, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI and WY. No offers may be made or accepted from any resident outside the specific states referenced.

No offers may be made or accepted from any resident outside the specific

state(s) referenced.


IMPORTANT: Please contact me at info@affiliatedadvisors.com or by calling  (212) 695-5558. The site may contain links to articles or other information that

are contained on a third party website. Royal Alliance Associates, Inc. does not endorse or accept responsibility for the content, or the use, of the web site. Royal Alliance Associates, Inc.  assumes no liability for any inaccuracies, errors or omissions in or from any data or other information provided on the pages. Royal Alliance Associates, Inc. is not affiliated with any social media website. We do not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any

third parties on social media sites. We do not control, serve, adopt or endorse any content that

may be published on any social media site. No part of any social media site is intended to make a recommendation or state a testimonial for or about a security, service or product, or to provide investment, tax or any other advice. At our discretion, we may block followers or remove comments for any reason. We request that you keep your comments within the purposes of this site. In your comments, please avoid specific mention or discussions about investment advice or products, specific securities or investments, or trading strategies. The entire content of the site, including third party posts, is archived by the broker-dealer to comply with securities regulations.


It is up to you to read and understand the privacy policies and terms of service for each social

media site you participate in, which includes joining any groups. While we have a presence on

one or more social media pages, we have no control over how the social media sites or other

third parties will use the information you share. To view the privacy policy of our broker-dealer,

please go to:

 

http://www.royalalliance.com/sites/royalalliance.com/files/docs/Privacy-Policy-RAA.pdf

 

IMPORTANT NOTICE REGARDING CLIENT PRIVACY

Maintaining your trust and confidence is a high priority. That’s why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf Affiliated Advisors, Inc.
.
Information We Collect. In connection with providing you with investment products, financial advice, or other services, we obtain nonpublic personal information about you, including:

• Information we receive from you on applications.
• Information about your transactions with us or others, including your financial adviser; and
• Information from credit or service bureaus or other third parties.

Information We Disclose. We will not disclose information regarding you or your account with us except under the following circumstances:

• To your financial adviser and his or her manager;
• To establish or maintain an account with an unaffiliated third party, such as a clearing broker providing services to you.
• To government entities or other third parties in response to subpoenas or other legal process as required by law


Our Security Policy. Only those individuals who need it to perform their jobs are authorized to have access to confidential client information. We maintain physical, electronic, and procedural security measures that comply with applicable state and federal regulations to safeguard confidential client information.

Closed or Inactive Accounts. If you decide to close your account (s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.

Changes to this Privacy Policy. If we make any substantial changes in the way we use or disseminate confidential information, we will notify you.

If you have any questions concerning this Privacy Policy, please write us at the above address.

 

IMPORTANT: We do not provide customer service or enable financial transactions through any

social media site. Should any client of the firm have questions or concerns that are specific to

their account(s), please contact our office directly. You should never post personal, account or

transaction information anywhere on this site.

“Likes”, “Favorites” or other similar functionality available through social media sites should not

be considered a positive reflection of the services offered by Affiliated Advisors, Inc.

Visitors to this page must avoid posting positive reviews of their experiences with the adviser or

its services as such testimonials are prohibited under state and federal securities laws and may

not reflect the experience of all clients of Affiliated Advisors, Inc.”

In certain instances, direct messages may be sent through social media sites. Such messages,

which may be confidential and/or privileged, are intended for use only by the intended recipient,

any review; copying, distribution or use of these transmissions is strictly prohibited. If you

receive a message in error, please (i) notify the sender immediately and (ii) destroy all copies of

the message.

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 Securities offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Advisory services offered through Affiliated Advisors, Inc. Insurance offered through Rita Robbins & Associates, Inc. Entities listed are not affiliated.


This communication is strictly intended for individuals residing in the state(s) of AL, AK, AZ, AR, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI and WY. No offers may be made or accepted from any resident outside the specific states referenced.
 


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